Changing the culture, one process at a time

When I tell people that culture is an outcome of processes, I often get a faint nod of understanding, mixed with an inquisitive look. They intuitively get it but they are not sure what it looks like in real life.

Let me share an example with a process that takes place in the very early stages of employee onboarding. Each month, I ask HR to give me a list of new hires. I then email each new hire and invite them to meet with me over Zoom for 15 minutes (I’ll go back to in-person meetings after the pandemic). During the meeting, I ask them to tell me a little bit about themselves, about the ethics program at their previous employer, and then I tell them about our ethics and compliance program and open it up for questions.

Why do I do it this way? Well, let’s look at the alternatives and try to guess which one can lead to a better cultural outcome.

  • Email. I could send a welcome email describing the program. This email would join dozens or hundreds of other emails, each looking more urgent and more important to this new employee who is trying to make a good first impression. My email would not tell me anything about this employee, where she comes from, what she does, or what questions she might have on her mind.
  • Phone call. That’s better than email. What’s missing is the handshake of an in-person meeting (whenever we can shake hands again), the vibes you get when you are within feet of another human being, and the employee experience of visiting your office, of knowing where you are physically located, which is often a location they will seldom have to visit.
  • Group training. This is very common in large organizations like mine. HR rounds up all the new employees, once every quarter, in a large room, for 3 hours, and shoots them with several 30-minute presentations about safety, quality, ethics, benefits, policies, etc. Here again, there would be no time for me to learn about each new employee or to answer all their questions.

There are other avenues but let’s stop here and consider: “Which of these experiences is most likely to result in an employee reaching out to you a year later when they are facing an ethical dilemma?

I sincerely believe that the employee who took the time to schedule a meeting with me, to walk to my building, to find my office on the 2nd floor, to shake my hand, to sit across my desk, to tell me about herself, and who was given the opportunity to hear about our commitment to an ethical culture and to ask questions – she is the employee that is most likely to reach out when debating what the right thing to do is. And since my job is to create a culture where employees speak up when in doubt, then I find that I have no choice but to adopt the process that will most likely create that outcome.

I have looked at only one process with you – the welcome of new employees by a chief ethics officer. There are tens of thousands of processes in your company right now. How you hire, how you compensate, how you promote, how you reward, how you treat each other – each influencing the culture. You might be responsible for a few dozens. What is the cultural outcome of each? How can you improve the outcome? Don’t know where to start? Look at a cultural outcome you dislike; link it to a process; then set about to change that process. And a cultural change will follow.

A better definition of better

I just watched the opening video of Trump’s second impeachment trial.

I flinched a few times. I tempted to avert my eyes. I felt an uncommon sadness.

I believe in leadership. Leadership of self, leadership of groups. To lead is to say “I have a vision of a better me, a better you, a better us, and I think I know the way there.”

That’s my definition of leadership. Now I need a better definition of better.

Variety for ethics

I’m a process guy.

I love systems, processes, habits and routines.

They provide clarity, predictability and peace of mind. But, left unchecked, they can insert too much rigidity in your life, leaving you vulnerable to change.

You mitigate that risk by making it a habit of trying something new. You commit to working out every day and to varying your exercises. You commit to supporting your local restaurants once a week and to trying a different cuisine each time. You commit to reading 30 minutes a day and to bouncing from fiction to autobiography to science.

Variety gently pulls you away from the center. It brings you to the edge, to the adjacent possible where good ideas come from. It introduces you to people who think differently because they live differently because they are treated differently by those who all think the same.

These connections to different people and ideas are essential to the ethical leader.

Col. Mustard, in the library, with the wrench. But why?

In the classic board game Clue, your goal is to identify who committed the crime, where the crime was committed, and what weapon was used.

What you don’t have to identify is why the criminal did what he did. And you certainly don’t have to figure out what others could have done to prevent the crime.

In workplace investigations, these last two elements are important and often overlooked. They are overlooked because they are more difficult to identify and because management might have to share the blame for the wrongdoing.

Asking “how” allows us to improve compliance program. Asking “why” allows us to improve our ethical culture.

No matter its quality, no program can survive a bad culture.

Continuous improvement

A few decades ago, Japanese car manufacturers embraced the philosophy of continuous improvement. They looked at every car part and assembly process, and tried, every day, to make it a little better.

The same philosophy can be applied to building an ethics and compliance program or a corporate culture. Look at every program element and corporate process and try, every day, to make them a little better.

If you do anything today the same way you did it yesterday, you are not improving. If you are not improving, you are falling behind (your competition) because the world is changing.

The key to continuous improvement is continuous feedback. Build feedback in everything that you do (code of conduct, policies, training, communications, controls, audits, investigations, etc.). Listen, learn, improve.

Every day.

On being accountable

I’m not a constitutional lawyer and I don’t play one on TV.

But the argument that a former president cannot be impeached for acts committed while he was in office seems flawed to me.

Imagine the harm a president could attempt to cause in his last day or two in office if this were true. He would either enjoy presidential immunity or be protected from impeachment.

No president has tried to pardon himself because no one should be a judge in his own case. This fundamental rule of law is based on sound public policy. Similarly, a sound public policy of accountability demands that former presidents be held accountable for their acts, including the ones committed in the 11th hour.

Ethical leaders seek to do no harm. If they make a mistake, they admit to it. If they cause damage, they seek to repair it. If they deserve punishment, they accept the consequences.

Remote-first culture

The first time I heard about the concept of a “mobile-first” website, I had just completed a two-year project building a “responsive” website. Darn! I felt like a dinosaur for a few minutes, and then resolved that I’d make the site mobile-first a few years down the road when time for a refresh.

Today, the pandemic is forcing us to consider a new type of “first” approach. Not in how we will build websites but in how we will build workplace cultures when people are allowed to return to the office.

According to a recent study, 72% of us have no desire to return to the office full-time when it is safe to do so. How should we modify all these processes that build a culture (how we hire, recognize, promote, discipline, celebrate, etc.)?

Should we stick to the pre-pandemic, office-centric approach? With more than half the employees working remotely on any given day, this approach seems doomed to fail.

Should we have a “responsive” approach, building processes that sort of work fine for both the people in the office and those working remotely? Maybe. But just like my responsive website was mediocre because it ignored the rising trend of people accessing the internet via mobile devices, a “responsive” approach is likely to create a mediocre culture.

Should we, then, build a remote-first culture? One where processes assume that people work from home most of the time? This, to me, sounds like the right approach. In such a culture, the onboarding process would call for the laptop to be mailed to the employee’s home (unless they chose to pick it up). Every conference room would have videoconferencing equipment, allowing employees to decide how they want to attend a meeting. Leadership messages would be recorded for asynchronous listening. You get the gist.

We knew that a pandemic would hit the world at some point and we didn’t prepare for it. Let’s not fail to prepare for the post-pandemic workplace culture.

It’s only a few months away.

Good enough (off topic)

“Move fast and break things” is a Facebook motto that I never really liked as an ethics and compliance officer (or as a person).

But Facebook has another motto that I like: “Done is better than perfect.”

Here is what it looks like:

  • Have an agenda for every meeting and stick with it. If additional topics of discussion pop up, schedule them for the next meeting. Don’t get off course or extend the current meeting (see yesterday’s rant).
  • Have a scope for every project and determine at the outset what “done” looks like. Don’t make room for scope creep. If new ideas or features are identified, assign them to phase 2 of the project.
  • Related to the previous bullet, the initial scope of any project should follow the concept of “minimal viable product” (MVP). Don’t try to please every desire of every user. You can’t.

I find it fascinating when I see White House staffers use a ruler while setting the table for a State dinner to ensure that every utensil is precisely at a certain distance from the edge of the table. I also can’t imagine what harm would be caused by a misaligned spoon.

Unlike State dinners, the work we do is in service of other people’s needs. They don’t need our work in the future, they need it now (and possibly yesterday).

So let’s scope an MVP and get it done!

Respect my time (rant)

Starting and ending meetings on time is a sign of respect.

If you start or end a meeting late, apologize to the others and provide an explanation. Apologize like you mean it. If you find yourself constantly apologizing for being late, you don’t mean it. You simply think that your time and activities are more important than other people’s.

Realize that there is nothing magical about a 30-minute or a 60-minute meeting. While it might be convenient to start meetings at the top or the bottom of the hour, they don’t need to end there as well. Schedule 20-minute and 45-minute meetings, stick to the timing, and give everyone a few minutes before their next meeting – so that they can be on time.