Bike lanes

In 2011, Casey Neistat got a ticket in New York City for riding his bike outside of the bike lane.

It was somewhat frustrating to him because the bike lanes are often obstructed in NYC. His frustration went up a notch when, after paying his $50 ticket, he found out that his “infraction” wasn’t even illegal.

So he made this video, filming himself crashing in all kinds of bike lane obstructions — from big orange traffic drums to garbage bins to… wait for it… police cars. The video had five million views on YouTube on its first day. A day or so later, the Mayor had to take questions from journalists about the City’s bike lanes.

I am not recommending that you make a viral video the next time you face an unfair situation at work. But I am suggesting that we all have more influence than we think we have.

Recognizing this influence is the first step. Overcoming our fear to use it is the second.

Look both ways

I recently read a book that destroyed my views on a divisive topic.

I did not join the “other side”. I didn’t necessarily leave “my team.” But I gained a new perspective and a new respect for a group that I had comfortably assumed was wrong. It was a comfortable assumption because everyone around me shared it.

I wonder how many other strong-held beliefs could be similarly shattered if I simply exposed myself to an intelligent and rational opposing viewpoint?

Grasping an idea points your attention in one direction. Wisdom makes you look both ways.

Being grounded

Calm down.

Bring it down a notch.

Lower your gaze.

Sit down.

Write your thoughts down.

I haven’t researched why all these expressions invite us to seek a lower plane when we are excited and upset, but it’s likely a call towards humility (from the Latin humus, meaning “from the Earth” or “grounded”).

Ethical leaders understand that they don’t make their best decisions when they’re all worked up.

The invisible parachute

Imagine you are a Formula 1 driver.

You have a high-performing car, a skilled crew, and marquee sponsors.

But, unbeknownst to everyone, an invisible parachute is attached to the back of your car.

Given the competitive nature of the sport, you are unlikely to win many races. And the races you win won’t break any records. The drag created by the ‘chute is holding you back.

Many organizations are driving with an invisible parachute attached to their business. They have a great product, skilled employees and savvy marketers. But, unbeknownst to them, they also have a flawed corporate culture creating drag on their performance. The drag is invisible because they don’t look for it.

How do you know if you have a parachute holding you back? It’s easy: you do. And all your competitors do as well. No one has a perfect corporate culture.

But everyone can work to make their parachute smaller.

Changing the culture, one process at a time

When I tell people that culture is an outcome of processes, I often get a faint nod of understanding, mixed with an inquisitive look. They intuitively get it but they are not sure what it looks like in real life.

Let me share an example with a process that takes place in the very early stages of employee onboarding. Each month, I ask HR to give me a list of new hires. I then email each new hire and invite them to meet with me over Zoom for 15 minutes (I’ll go back to in-person meetings after the pandemic). During the meeting, I ask them to tell me a little bit about themselves, about the ethics program at their previous employer, and then I tell them about our ethics and compliance program and open it up for questions.

Why do I do it this way? Well, let’s look at the alternatives and try to guess which one can lead to a better cultural outcome.

  • Email. I could send a welcome email describing the program. This email would join dozens or hundreds of other emails, each looking more urgent and more important to this new employee who is trying to make a good first impression. My email would not tell me anything about this employee, where she comes from, what she does, or what questions she might have on her mind.
  • Phone call. That’s better than email. What’s missing is the handshake of an in-person meeting (whenever we can shake hands again), the vibes you get when you are within feet of another human being, and the employee experience of visiting your office, of knowing where you are physically located, which is often a location they will seldom have to visit.
  • Group training. This is very common in large organizations like mine. HR rounds up all the new employees, once every quarter, in a large room, for 3 hours, and shoots them with several 30-minute presentations about safety, quality, ethics, benefits, policies, etc. Here again, there would be no time for me to learn about each new employee or to answer all their questions.

There are other avenues but let’s stop here and consider: “Which of these experiences is most likely to result in an employee reaching out to you a year later when they are facing an ethical dilemma?

I sincerely believe that the employee who took the time to schedule a meeting with me, to walk to my building, to find my office on the 2nd floor, to shake my hand, to sit across my desk, to tell me about herself, and who was given the opportunity to hear about our commitment to an ethical culture and to ask questions – she is the employee that is most likely to reach out when debating what the right thing to do is. And since my job is to create a culture where employees speak up when in doubt, then I find that I have no choice but to adopt the process that will most likely create that outcome.

I have looked at only one process with you – the welcome of new employees by a chief ethics officer. There are tens of thousands of processes in your company right now. How you hire, how you compensate, how you promote, how you reward, how you treat each other – each influencing the culture. You might be responsible for a few dozens. What is the cultural outcome of each? How can you improve the outcome? Don’t know where to start? Look at a cultural outcome you dislike; link it to a process; then set about to change that process. And a cultural change will follow.

A better definition of better

I just watched the opening video of Trump’s second impeachment trial.

I flinched a few times. I tempted to avert my eyes. I felt an uncommon sadness.

I believe in leadership. Leadership of self, leadership of groups. To lead is to say “I have a vision of a better me, a better you, a better us, and I think I know the way there.”

That’s my definition of leadership. Now I need a better definition of better.

Variety for ethics

I’m a process guy.

I love systems, processes, habits and routines.

They provide clarity, predictability and peace of mind. But, left unchecked, they can insert too much rigidity in your life, leaving you vulnerable to change.

You mitigate that risk by making it a habit of trying something new. You commit to working out every day and to varying your exercises. You commit to supporting your local restaurants once a week and to trying a different cuisine each time. You commit to reading 30 minutes a day and to bouncing from fiction to autobiography to science.

Variety gently pulls you away from the center. It brings you to the edge, to the adjacent possible where good ideas come from. It introduces you to people who think differently because they live differently because they are treated differently by those who all think the same.

These connections to different people and ideas are essential to the ethical leader.

Col. Mustard, in the library, with the wrench. But why?

In the classic board game Clue, your goal is to identify who committed the crime, where the crime was committed, and what weapon was used.

What you don’t have to identify is why the criminal did what he did. And you certainly don’t have to figure out what others could have done to prevent the crime.

In workplace investigations, these last two elements are important and often overlooked. They are overlooked because they are more difficult to identify and because management might have to share the blame for the wrongdoing.

Asking “how” allows us to improve compliance program. Asking “why” allows us to improve our ethical culture.

No matter its quality, no program can survive a bad culture.

Continuous improvement

A few decades ago, Japanese car manufacturers embraced the philosophy of continuous improvement. They looked at every car part and assembly process, and tried, every day, to make it a little better.

The same philosophy can be applied to building an ethics and compliance program or a corporate culture. Look at every program element and corporate process and try, every day, to make them a little better.

If you do anything today the same way you did it yesterday, you are not improving. If you are not improving, you are falling behind (your competition) because the world is changing.

The key to continuous improvement is continuous feedback. Build feedback in everything that you do (code of conduct, policies, training, communications, controls, audits, investigations, etc.). Listen, learn, improve.

Every day.